The Case for Aluminum Being the Cause of AD
Proving that aluminum is the cause of AD and not just correlated with AD
has been the subject of a long-term debate among scientists. In order to prove
causality, established epidemiological and experimental criteria for causality must
be met. These criteria were originally set
out by Sir Austin Bradford Hill72.
In addition, the application of Bradford’s criteria to neuropsychiatric
conditions, such as AD, has been further developed by Robert Van Reekum73. Briefly stated these criteria for causality
are:
1)
Strength of association between
aluminum and AD
2)
Consistency of association between
aluminum and AD
3)
Specificity of association between
aluminum and AD
4)
Temporality of aluminum accumulation
occurring before AD
5)
Biological gradient with dose-response
effects of aluminum on AD risk
6)
Biological plausibility of aluminum
neurotoxicity causing AD
7)
Coherence of what we know about
how aluminum causes AD
8)
Analogy of metal neurotoxicity
to diseases similar to AD
9)
Experimental evidence showing that AD can be prevented
These nine criteria have been applied by Doctor J.
R. Walton to testing the aluminum/AD relationship using data from human and
animal studies74. The conclusions
were that AD is caused by aluminum and AD is a human form of chronic aluminum
neurotoxicity74. In this chapter
the following 9 criteria have been applied using primarily data from human AD
patients and not animal studies, with the same conclusions being reached.
1)
Strength of association
between aluminum and AD:
Populations exposed to high levels of aluminum in
their drinking water have a higher risk of AD than those exposed to lower levels
of aluminum in their drinking water.
·
The most extensively controlled study of AD and aluminum in drinking
water was based upon autopsy-verified brains from AD patients and non-demented
controls donated to the Canadian Brain Bank between 1981 and 199175.
These brains were from people who had lived in 162 geographic locations in
Ontario with recorded aluminum levels in their drinking water. This study found
that the risk of developing AD is 2.6 times higher among those who drank water
containing over 100mcg/L for at least 10 years versus those who drank water
containing less than 100mcg/L75.
·
A 15 year study of 3,777 people 65 years or older living in France also found
that those who drank water containing more than 100mcg/L of aluminum had a 3.3
times greater relative risk of developing AD versus those drinking water
containing less than 100mcg/L75,76.
·
Another study of 1,924 people found a 2.7 times greater relative risk of
AD after 44 years of exposure to high aluminum levels in drinking water77.
These studies all indicate a strong association between aluminum and AD
and also show that the association is dose dependent with 100mcg/L in drinking
water increasing the risk of AD by a factor of 2.6 to 3.3.
2)
Consistency of
association between aluminum and AD:
The relationship between
aluminum and AD has been consistently confirmed in independent investigations78.
The consistency of the association between aluminum in drinking water and
AD has been demonstrated by a
number of epidemiological studies. A 2001 meta-analysis involving a comprehensive
literature survey discovered that 9 out of 13 epidemiology studies had found a
significant positive correlation between aluminum in municipal drinking water
and AD79. In 1989 a high incidence of AD was
reported in areas with a high level of aluminum in the drinking water in
England and Wales80. In 1991 high
levels of aluminum in drinking water were linked with high dementia mortality
in an area of Norway81. In
1991 and 1996 a positive relationship between aluminum in drinking water and AD
risk was identified in Canada82.
The consistency of these epidemiology studies led the World Health
Organization to conclude in 1998 and 2003 drinking water standards: “The positive relationship between aluminum
in drinking-water and AD … cannot be totally dismissed”83. WHO recommended a limit
of 100mcg/liter of aluminum in drinking water in 1998 and 200383.
Humans
have been tested for their rate of aluminum absorption using an isotope of
aluminum (e.g. 26Al) that has identical properties to aluminum (e.g.
27Al)84. After ingestion there was a three-fold variation
in aluminum retention among those tested51. AD patients absorb on average 64% more
aluminum than non-demented control subjects52. In 2015 a meta-analysis was performed on 34
published studies involving 1,208 participants, including 613 AD patients. Aluminum was measured in brain tissue in 20
studies involving 386 participants, serum in 12 studies involving 698
participants, and cerebrospinal fluid (CSF) in 4 studies involving 124
participants. AD sufferers had significantly higher aluminum levels in brain
tissue, serum, and CSF than did controls54. Ferritin is an iron storage protein in the
blood that is shaped like a hollow sphere that can hold 4,500 iron atoms. Aluminum and zinc in the blood compete with
iron for binding sites inside ferritin. Serum ferritin of AD patients had on
average 62% aluminum versus only 37% aluminum in non-demented controls85.
Measuring
aluminum levels in the brain was at first inconsistent and inconclusive. But recently improved analytical techniques
are providing a more consistent picture of how aluminum accumulates in the brains
of AD patients. In 2005 inductively-coupled plasma atomic emission spectroscopy
was used by Andrasi et al. to measure aluminum levels in specific brain regions
in three AD patients and three non-demented controls86. The data in the following table shows that
there are aluminum “hot spots” in the brain where aluminum is preferentially
absorbed at higher levels in AD patients than non-demented controls.
3)
Specificity of
association between aluminum and AD:
This criterion of specificity is based upon old
beliefs that each disease results in only one outcome. As Van Reekum et al. has pointed out this
criterion is invalid for exposures to toxic substances like aluminum that can
cause a variety of outcomes73.
In fact aluminum is the likely cause of at least five diseases depending
upon the age of the patient and the amount of aluminum accumulation. In the unborn fetus and newly born infant
aluminum causes autism. In middle and old age aluminum causes both AD and
vascular disease leading to stroke. Also
aluminum may be involved in α-synuclein aggregation that is a hallmark of Lewy
Body dementia as described in Appendix I. Aluminum may also be a causal factor
in hippocampal sclerosis as described in Appendix III and cerebral amyloid
angiopathy as described in Appendix IV.
We have shown that the cause of sporadic AD is environmental and not
genetic. Out of all environmental factors considered, only aluminum
experimentally triggers all major histopathological events associated with
Alzheimer’s67. The “hot spots” in the
brain where the highest levels of aluminum were found include the hippocampal complex, entorhinal
cortex, and frontal cortex86. These areas of the brain are all
important for memory. Impaired memory is
the core clinical feature of AD. The entorhinal cortex had the highest overall
aluminum levels, is amongst the earliest regions of the brain to develop NFTs,
and is ultimately the most damaged region of the brain in AD89-92. Some
brain atrophy in the hippocampal complex and the frontal cortex (i.e. 0.3-0.6%)
is common with age in healthy adults93. In 2009 Fjell et al. studied
brain atrophy in people 60-91 years old.
The study included 142 healthy participants and 122 with AD. The four areas of the brain found to significantly
atrophy during one year in AD patients were the same areas found to be “hot
spots” for aluminum accumulation. Also rate of atrophy is much higher in AD
brains than in healthy adult brains as shown in the following table94.
Of course even healthy brains have
accumulated some aluminum and that could account for the atrophy observed in
the controls.
In the
brains of those with autism it has been found that the brain regions most
impacted include the hippocampal complex, entorhinal cortex, and amygdala. These
areas of the autistic brain have smaller and less complex neuronal networks
than normal suggesting a curtailment of normal neuron development95. These areas of the brain are also
responsible for disturbances of memory, learning, and emotion and behavior that
comprise the core clinical features of autism96. These are the same brain regions found to be
“hot spots” for aluminum accumulation86. The specificity of aluminum accumulation in these brain regions may
manifest itself as the clinical symptoms of AD in older people and autism in
the very young.
The presence of mixed
cerebral pathologies becomes more common in individuals with advancing age,
particularly in those over 9097. Pathologies associated with
dementia were studied in a group of 183 participants of “The 90+ Study”.
This clinical-pathology investigation involved longitudinal follow-up
and brain autopsy. Six of the pathologies
studied and the percentage of participants with both dementia and these
pathologies were:
·
Alzheimer’s disease (AD) –
23%
·
α-Synuclein aggregation (a.k.a. Lewy body disease – see Appendix I) – 1%
·
Cerebral amyloid angiopathy (cause
of some hemorrhagic strokes - see Chapter 2) – 3%
·
Strokes due to 3 or more micro
infarcts (see Chapter 2) – 6%
·
White matter disease (a.k.a.
leukoaraiosis – see Chapter 2) – 4%
·
Hippocampal sclerosis (see Appendix
III) – 4%
All of these pathologies may
be linked to aluminum accumulation in the brain. Supporting Van Reekum’s claim
that environmental toxins like aluminum can cause a variety of outcomes73,
45% of the cases of dementia in the 90+ study had a multiple number of these
pathologies. The presence of multiple pathologies is associated with increased
likelihood and severity of dementia. AD as a single pathology is present in 28%
without dementia and 23% with dementia. When a single additional pathology in
addition to AD is present the chance of dementia is four times higher than with
just AD pathology. When any three or more of these pathologies were present,
the chance of dementia is 95% in those over 9097.
Environmental factors, such
as aluminum, can cause changes in the way genes are expressed. This process is called epigenetics and it
does not involve changes in the genetic information stored as a DNA sequence. A gene is first expressed by messenger RNA (mRNA)
being made from a small portion of the DNA sequence. Then mRNA is used to make a specific type of
protein that may be used as an enzyme or factor in the body. This two-step process can be either slowed or
increased in speed by aluminum binding to the phosphate groups of DNA and
mRNA. Trace amounts of aluminum (i.e.
nanomoles) can affect the expression of genes that are responsible for brain
function98 resulting in the pathologies summarized in the following
table: